Servises as securities' keeper for institutes of the joint investing
List of documents for opening account in securities for investigation fund:
Ø order for opening account in securities (Appendix 1 to Regulation of realization of professional depositary activity of Keeper of securities of JSC "Expobank");
Ø form of manager by an account in securities;
Ø notarized copy of certificate about state registration of investigation fund;
Ø notarized copy of certificate about bringing of investigation fund in the Single state register of enterprises and organizations of Ukraine;
Ø notarized copy of the registered constituent document of the investigation fund and investigation manager;
Ø copy of the legalized documents, that confirms plenary powers of persons which have a right to operate on behalf of legal entity without a warrant;
Ø an original of warrants disposing of account and on the receipt of information about an account of manager for accounts in securities, given out and signed a legal entity and notarized the seal of legal entity, if a manager of account is not the leader of legal entity;
Ø original or notarized copy, signed by the leader of investigation fund and the seal of investigation fund, which contain information on the essential elements of bank in which an account is opened and number of this;
Ø card with standards of signatures of managers by an account in securities and print of seal, notarized by the leader of investigation manager;
Ø copy of agreement with an investment manager about a management of investment fund;
Ø copy of license given out an investment manager on realization of professional activity at the fund market - activity on trading in securities;
Ø copy of investment declaration and information about the issue of investment certificates, registered by the State commission on securities and fund market;
Ø copy of passport of manager of account is in securities;
Ø copy of certificate about the identification code of tax payer of account manager in securities;
Ø list of founders and other affiliated persons of investment fund, notarized by investment manager;
Ø form and questionnaire.
For more information please call us at (044) 502-30-06
