Services as securities' keeper for ration investment funds
List of documents for opening account in securities for unit investment trust:
Ø order for opening account in securities (Appendix 1 to Regulation of realization of professional depositary activity of Keeper of securities of JSC "Expobank");
Ø notarized copy of certificate about bringing of unit investment trust in the Single state register of institutes of joint investigation of Ukraine;
Ø notarized copy of certificate about state registration of UIT and assets manager;
Ø notarized copy of certificate about bringing of assets management company in the Single state register of enterprises and organizations of Ukraine;
Ø notarized copy of the registered constituent documents;
Ø copy of the legalized documents, that confirms plenary powers of persons which have a right to operate on behalf of legal entity without a warrant;
Ø an original of warrants on disposing of account and on the receipt of information about an account of manager for accounts in securities, given out and signed a legal entity and notarized the seal of legal entity, if a manager of account is not the leader of legal entity;
Ø original or notarized copy, signed by the leader of the assets management company and the seal of assets management company, which contain information on the essential elements of bank in which an account is opened and number of this account;
Ø copy of license given out assets management company about realization of professional activity at the fund market - activity on the management of assets of investment investors (activity on the management of assets);
Ø copy of the registered regulation of unit investment trust;
Ø account in securities managers passport copy;
Ø securities account managers ID copy;
Ø card with standards of signatures of managers by an account in securities and print of seal, notarized by the leader of assets management company ;
Ø list of the affiliated persons of corporate investment fund, notarized;
Ø form and questionnaire.
Model agreement for securities account service (UIT)
For more information please call us at (044) 502-30-06
